
Microsoft
®
Windows Server
™
2003 White Paper
Windows NT 4.0 Server Upgrade Guide 30
Upgrading Windows NT 4.0 Servers
After application compatibility has been determined, it is time to focus on the steps needed to
upgrade Windows NT Server 4.0 computers to Windows Server 2003. This section explains the
benefits of upgrading to Windows Server 2003 apart from implementing Active Directory, which is
discussed in a later section. Even if Active Directory is not installed, an upgrade to Windows
Server 2003 can be a cost-effective decision. Windows Server 2003 provides many benefits,
including improved disaster recovery features and performance and scalability, that enable server
consolidation.
Many Windows NT 4.0 upgrades to Windows Server 2003 start with individual servers rather than
Active Directory. This approach helps administrators become familiar with and take advantage of
Windows Server 2003 features without assuming the responsibility of a complete domain
upgrade. It is a good idea to start with servers that affect the fewest number of users. That way,
staff can implement Windows Server 2003 with little impact to users and become knowledgeable
about the operating system before tackling more complicated upgrades that include as Active
Directory.
What about servers that are not upgraded? Inevitably, some servers cannot be upgraded.
Perhaps the Application Compatibility Toolkit found that an application written internally or by an
outside source will not work after an upgrade. It may be some time before that application can be
migrated to a new version. Organizations may decide not to wait for one application before
starting an upgrade process. However, even in cases like these, Windows Server 2003 can be
rolled out for all other Windows NT 4.0 servers. Windows Server 2003 and Active Directory are
designed to support backward compatibility with both Windows NT Server 4.0 and Windows 2000
computers. (For details, see the Migrating to Active Directory
section later in this guide.)
This section examines the benefits of upgrading stand-alone and member servers even without
Active Directory and provides a sample upgrade scenario to demonstrate each step in the
process.
Upgrading Windows NT 4.0 Stand-alone Servers
A Windows NT 4.0 stand-alone server is a server that does not participate in a domain. There are
many reasons for complete stand-alone servers. One example is a SMTP server sitting in the
perimeter network (also known as DMZ, demilitarized zone, and screened subnet). It is not
unusual to find this type of server residing in a workgroup as opposed to a domain. Whether a
Windows NT 4.0 server is part of a domain or a stand-alone server in a workgroup, it can benefit
from an upgrade to Windows Server 2003.
Upgrading Windows NT 4.0 Member Servers
There are a number of reasons to upgrade member servers in a domain to Windows Server 2003.
File system management is superior to Windows NT Server 4.0, thanks to improvements in DFS
and the addition of the Volume Shadow Copy service, which work together to make file servers
highly available and easy to navigate.
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